The Commission to make administrative punishment and shichangjinru Zhenlong specialty 6 cases in Bei-www.111kfc.com

The Commission to make administrative punishment and shichangjinru of Zhenlong products such as 6 cases in Beijing, Beijing, September 2, according to the SFC website news, recently, the Commission to make administrative punishment and shichangjinru 6 cases. 1 cases of illegal disclosure of information, the Liaoning vibration specialty specialty Limited by Share Ltd (hereinafter referred to as vibration specialty) in 2013 to 2015 to the Commission to declare the existence of four copies of the prospectus false records. I will be in the vibration specialty special financial inspection, found abnormal situation, in June 10, 2015 the vibration of the product to withdraw IPO application. Vibration specialty of the above acts in violation of the Securities Act twentieth, the provisions of the sixty-third constitute illegal disclosure of information. According to the "Securities Law" article 193rd paragraph first, second, 233rd and "securities shichangjinru regulations" (Commission Order No. thirty-third) the provisions of article fifth, I decided to give a warning to the Zhenlong specialty, and impose a fine of 600 thousand yuan; the personnel supervisor is directly responsible for the Huang Yue (Ren Zhenlong specialty chairman) given a warning, and impose a fine of 300 thousand yuan, at the same time, Huang Yue take 10 years securities shichangjinru measures; Wang Caixia (when he was director of Zhenlong specialty) to give a warning and impose a fine of 200 thousand yuan, while taking 8 years of securities shichangjinru measures against Wang Caixia; Shu Guangzhi (when he was deputy general manager of Zhenlong specialty) and other 16 responsibility people give a warning, and were fined 50 thousand yuan to 100 thousand yuan. 1 cases of illegal information disclosure and insider trading case, as of June 23, 2014, Shi Jiangang himself and the Shimou held in the name of Donghua energy Limited by Share Ltd (Donghua energy) 55122087 shares, accounting for 7.96% of the total share capital of Donghua energy, Donghua energy has reached more than 5% of the shares issued, Shi Jiangang is not timely in accordance with the relevant provisions shall be disclosed. Form of illegal information disclosure. At the same time, the implementation of the "Donghua energy" in the case of more than 5%, from July 2014 to September 2015, many times in the next 6 months to buy and sell Donghua energy, constitute a short-term trading violations. Shi Jiangang of the above acts in violation of the "Securities Law" article forty-seventh, eighty-sixth paragraph first, according to the "Securities Law" article 193rd, the provisions of article 195, the Guangdong securities regulatory bureau decided to Shi Jiangang for illegal information disclosure shall be ordered to correct, given a warning and impose a fine of 380 thousand yuan; to give a warning to the illegal behavior of Shi Jiangang short-term trading, and impose a fine of 60 thousand yuan, the total fine of 440 thousand yuan. 1 cases of insider trading case in Guangzhou City, Southern China Biological Medicine Co. Ltd (Southern China bio) chairman Xin Qixing, general manager of Liang Mouping Tianjin ringpu biotechnology Limited by Share Ltd (hereinafter referred to as ringpu biological) intends to acquire Southern China biological stake this insider insider information. In this sensitive period, Li Qian and Liang Mouping contact, and use its own account to buy "rip biological" a total of 177600 shares, a profit of about 157 thousand yuan; Xin Qixing commissioned Xiemou operation "Xin Qixing account to buy" rip biological "a total of 27375 shares, no illegal income. The behavior of Li Qian and Xin Qixing in violation of the "Securities Law" seventy-third.相关的主题文章: